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CT SB00172
Bill
Status
2/18/2016
Primary Sponsor
Banking Committee
Click for details
AI Summary
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Updates Connecticut securities law citations to reflect amendments made by the Jumpstart Our Business Startups Act and other federal legislation.
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Changes reference from Securities Act of 1933 Section 18(b)(4)(D) to Section 18(b)(4)(E) regarding covered securities in definitions of "agent" and notice filing requirements.
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Changes reference from Securities Exchange Act of 1934 Section 15(h) to Section 15(i) in five locations addressing broker-dealer and investment adviser requirements for registration, financial reporting, record-keeping, and custody of customer funds.
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Section 1 becomes effective July 1, 2016, while Sections 2-5 become effective upon passage.
Legislative Description
An Act Concerning Technical Revisions To The Connecticut Uniform Securities Act.
Last Action
Public Hearing 02/25
2/19/2016