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ID S1006

Bill

Status

Passed

3/29/2019

Primary Sponsor

Commerce and Human Resources Committee

Click for details

Origin

Senate

2019 Regular Session

AI Summary

  • Amends Idaho Code Section 30-14-302 regarding notice filings for federal covered securities not otherwise exempt under state law
  • Requires filing of federal registration statements and consent to service of process before initial offer, with fees of $300 for mutual funds and $100 for unit investment trusts
  • Requires each series or portfolio of an investment company to make separate notice filings, but separate filings for different classes within a series are not required if classes distinguish payment plans only
  • Notice filings are effective for one year and may be renewed by filing updated SEC records and paying renewal fees of $300 for mutual funds and $100 for unit investment trusts
  • Establishes a $50 filing fee for securities that are federal covered securities under specific provisions, and allows the administrator to issue stop orders for non-compliance with notice or fee requirements

Legislative Description

Amends existing law to revise the requirements for notice filings for certain federal covered securities.

UNIFORM SECURITIES ACT

Last Action

Session Law Chapter 260 Effective: 07/01/2019

3/29/2019

Committee Referrals

Business2/22/2019
Commerce and Human Resources1/21/2019
Judiciary and Rules1/18/2019

Full Bill Text

No bill text available