IN HB1135

Legislative Description

Registration of securities. Amends the list of securities transactions exempt from registration and notice filing requirements to: (1) remove obsolete and redundant cross references to federal law; (2) provide for use of federal Form D successor registration exemption forms for notice filings on transactions exempt from federal registration; (3) move: (A) from the law concerning registration of securities; and (B) to the law concerning registration exemptions; notice filing requirements for certain transactions; and (4) strike from the Tier 2 of federal Regulation A exemption a requirement that the transaction be part of a single issue. Provides a procedure for pending

Last Action

Committee Referrals