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NY A08063

Bill

Status

Introduced

6/11/2021

Primary Sponsor

Victor Pichardo

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Origin

Assembly

2021-2022 General Assembly

AI Summary

  • Removes the requirement that fraud or misrepresentation must be "intentional" to trigger civil penalties under Financial Services Law Section 408.

  • Expands civil penalties to cover "unfair, deceptive, or abusive act or practice" and includes violations involving service providers utilized by financial product or service providers.

  • Eliminates subsection (b) of Section 408 that previously directed civil penalty revenues to reduce assessments on insurance and banking law regulated persons before paying excess funds to the general fund.

  • Redefines "financial product or service" to exclude warranties and guaranties/suretyships, narrowing the scope of products subject to superintendent regulation.

  • Takes effect immediately upon enactment.

Legislative Description

Relates to civil penalties associated with financial frauds; redefines financial product or service to include warranties sold or provided to a consumer or small business or any guaranty or suretyship provided by a consumer.

Last Action

enacting clause stricken

9/15/2021

Committee Referrals

Banks6/11/2021

Full Bill Text

No bill text available